This $500M Money Manager Shares His 4 Pillars To Investing & Avoid Idea Fairies...
34 Minuten
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vor 8 Monaten
This $500M Money Manager Shares His 4 Pillars To Investing &
Avoid Idea Fairies...
Guest:
Thomas Carroll, Founder & CEO, Ballast Rock $500M AUM
Website:
https://www.ballastrock.com/
Bio:
Tom has been an active private asset investor for well over a
decade. After a successful career on Wall Street, he founded
Ballast Rock in 2018 as a vertically integrated real estate
investment firm.
By building an exceptional team and leveraging their collective
experience in risk mitigation, operational excellence, regulatory
compliance and with a relentless focus on our investors, Tom and
the team have grown Ballast Rock into a diversified financial
services company. Ballast Rock currently comprises:
• Ballast Rock Asset Management: both real estate and venture
capital asset management, empowering individual investors with
democratized access to private investments;
• Ballast Rock Capital: a FINRA regulated broker/dealer;
• Ballast Rock Private Wealth: an SEC registered investment
advisor providing bespoke wealth management advice; and
• The Ballast Rock Foundation: a charitable foundation focused on
alleviating housing insecurity in our community.
Prior to founding Ballast Rock, Tom spent fourteen years working
in finance. Most recently, he concluded nine years at Goldman
Sachs & Co. as a trading desk head on the New York Fixed
Income, Currencies and Commodities trading floor. His
international career at both Goldman Sachs and HSBC, led him to
live and work in New York, London, Dubai, and Sao Paulo. He has
headed multiple desks primarily focused on structured finance,
complex derivative transaction execution, and institutional
investor marketing.
BR Website Disclaimer:
The information contained on the Ballastrock.com web site has
been prepared by Ballast Rock Capital LLC MEMBER: FINRA / SIPC
(“Ballast Rock”), which is located at 460 King Street Suite 200,
Charleston, SC 29403. 800-204-2513. Information is presented
without reference to any particular user’s investment
requirements or financial situation. Potential investors are
encouraged to consult with professional tax, legal, and financial
advisors before making any investment into a private offering of
securities. An investment in private securities would be
speculative and would involve a high degree of risk. Investors
must be prepared to bear the economic risk of such an investment
for an indefinite period of time and be able to withstand a total
loss of their investment. Please consider carefully the
investment objectives, risks, transaction costs, and other
expenses related to an investment prior to deciding to invest.
Any private placement securities transactions or related
activities offered by a registered representative are conducted
in their capacities as registered representatives of Ballast
Rock. Please see our Form CRS.
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